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Selling away
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111	The convenience of the Internet — for staying in touch with old friends, The Honorable Connie Lawson Indiana Secretary of State Add to Reading List Source URL: www.in.gov Language: English - Date: 2014-11-20 16:14:11 Business Securities Investing online U.S. Securities and Exchange Commission Short Securities fraud Madoff investment scandal Selling away Financial economics Finance Investment
112	How To Quickly Sell Your Home For More Avoid Costly Mistakes And Walk Away With More Money Add to Reading List Source URL: www.triplem.us.com Language: English - Date: 2012-04-29 14:11:57 Sales Real estate broker Home inspection Selling Estate agent Business Real estate Marketing
113	Comment Letter on File No. SR-FINRA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-09 14:05:23 Business Financial Industry Regulatory Authority Registered representative U.S. Securities and Exchange Commission Securities regulation in the United States Broker-dealer Security Selling away Registered Investment Advisor United States securities law Financial economics Financial system
114	COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: 4/4/00 Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2014-08-14 12:08:45 Financial services Securities Funds Collective investment schemes Selling away Financial economics Investment Finance
115	No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2008-12-09 11:44:43 Financial system Financial Industry Regulatory Authority Registered representative U.S. Securities and Exchange Commission Securities Exchange Act Securities Industry and Financial Markets Association Financial adviser Broker-dealer Selling away Financial economics United States securities law Finance
116	December 20, 2013 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-23 15:49:50 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Hedge fund Financial adviser Securities Exchange Act Selling away Financial economics United States securities law Investment
117	Comment Letter on File No. SR-FINRA[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-09 14:20:00 Securities regulation in the United States U.S. Securities and Exchange Commission Financial regulation Financial system Selling away Registered Investment Advisor United States securities law Financial Industry Regulatory Authority Business
118	Microsoft Word - bdestell4626 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-09 14:02:33 Financial Industry Regulatory Authority Financial system Financial regulation Short selling Arbitration Securities regulation in the United States Short Registered Investment Advisor Selling away Finance United States securities law Business
119	COMMISSION NEWS ARIZONA CORPORATION COMMISSION, 1200 W. WASHINGTON, PHOENIX, AZ[removed]TO: EDITORS, NEWS DIRECTORS FOR: IMMEDIATE RELEASE DATE: November 29, 2000 Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-07-16 12:32:31 Financial system Finance Securities 73rd United States Congress Securities Act Selling away Securities regulation in the United States Nuveen Investments Uniform Securities Act United States securities law Financial economics United States Securities and Exchange Commission
120	September 17, 2003 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-22 16:27:48 Financial economics Municipal Securities Rulemaking Board Telemarketing U.S. Securities and Exchange Commission Telephone Consumer Protection Act Broker-dealer Financial Industry Regulatory Authority Selling away Business Self-regulatory organizations Marketing